Roosevelt & Cross Inc. (R&C) has implemented a Business Continuity Plan (BCP) to lessen the effects of a business disruption. The BCP includes steps to protect information, processes and customer data, and to allow the continued operation of critical functions. Our BCP also includes technical, organizational, facilities, regulatory and operational plans to assist R&C to continue operating under different disruption scenarios.

If a business disruption prevents us from operating out of our primary office location, whether due to a disruption affecting only our office, or the building our office is located in, or a disruption affecting all of Manhattan, R&C would execute its BCP. Critical employees would re-locate to our Disaster Recovery Office located in a different city and state. From this office we expect to be able to operate our critical systems and processes. Depending on the type of event and its severity, operations should resumed within hours assuming all mission critical vendors and partners are able to recover in a similar time frame.

R&C performs routine tests of its BCP to assess the degree to which our critical systems and processes are recoverable from our Disaster Recovery Office.

Our BCP is subject to periodic modifications. An updated summary of our BCP will be posted on our website at www.roosevelt-cross.com as promptly as possible after any significant modification. A copy of our BCP summary is also available upon request by writing to:

Roosevelt & Cross Inc.
One Exchange Plaza
55 Broadway-22nd floor
New York, New York
10006