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Saturday, July 31, 2010 |
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Senior Managed Rankings for New York
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| | 1st Quarter 2010 |
| Negotiated Rankings |
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Competitive
Ranking |
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| Managing
Underwriters |
Par Amount (US$ mil) |
Rank |
Market Share |
# of Issues |
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Managing Underwriters |
Par Amount (US$ mil) |
Rank |
Market Share |
# of Issues |
| JP Morgan Securities Inc |
1,534.50 |
1 |
24.5 |
6 |
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Citi |
464.50 |
1 |
29.1 |
5 |
| Siebert Brandford Shank
& Co |
1,004.10 |
2 |
16.0 |
4 |
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JP Morgan Securities Inc |
273.20 |
2 |
17.1 |
1 |
| RBC Capital Markets |
825.70 |
3 |
13.2 |
6 |
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Morgan Stanley |
224.60 |
3 |
14.1 |
2 |
| Barclays Capital |
819.70 |
4 |
13.1 |
4 |
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Roosevelt & Cross Inc |
157.00 |
4 |
9.8 |
42 |
| Jefferies & Company
Inc |
535.80 |
5 |
8.5 |
8 |
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Barclays Capital |
121.90 |
5 |
7.6 |
1 |
| Ramirez & Co Inc |
526.40 |
6 |
8.4 |
2 |
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Bank of America Merrill Lynch |
83.40 |
6 |
5.2 |
1 |
| MR Beal & Co |
416.80 |
7 |
6.6 |
3 |
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Wells Fargo & Co |
75.00 |
7 |
4.7 |
1 |
| Loop Capital Markets |
295.70 |
8 |
4.7 |
3 |
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TD Securities (USA) LLC |
51.00 |
8 |
3.2 |
1 |
| Goldman Sachs & Co |
135.70 |
9 |
2.2 |
4 |
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UBS Securities LLC |
44.50 |
9 |
2.8 |
2 |
| Roosevelt & Cross Inc |
97.30 |
10 |
1.6 |
13 |
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Hutchinson Shockey Erley & Co |
42.40 |
10 |
2.7 |
2 |
| Citi |
37.20 |
11 |
0.6 |
1 |
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Jefferies & Company Inc |
37.90 |
11 |
2.4 |
2 |
| Janney Montgomery Scott
LLC |
24.10 |
12 |
0.4 |
3 |
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Robert W Baird & Co |
11.80 |
12 |
0.7 |
2 |
| Stifel Nicolaus &
Company Inc |
13.30 |
13 |
0.2 |
1 |
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Janney Montgomery Scott LLC |
5.40 |
13 |
0.3 |
1 |
| Crews & Associates
Inc |
7.70 |
14 |
0.1 |
4 |
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Bernardi Securities Inc |
2.30 |
14 |
0.2 |
1 |
| United Bankers Bank |
0.70 |
15* |
0.0 |
1 |
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Sage Rutty & Co Inc |
1.50 |
15 |
0.1 |
3 |
| TD Securities (USA) LLC |
0.70 |
15* |
0.0 |
1 |
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NBT Bank NA |
0.80 |
16* |
0.1 |
1 |
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Pioneer Federal Savings Bank |
0.80 |
16* |
0.1 |
1 |
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Pathfinder Bank |
0.40 |
18 |
0.0 |
1 |
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First Niagara Bank |
0.10 |
19* |
0.0 |
1 |
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Bank of Greene Co |
0.10 |
19* |
0.0 |
1 |
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One Exchange Plaza
55 Broadway -22nd Floor
New York, NY 10006
(800) 348-3426 |

Member MSRB, SIPC & FINRA
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