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Monday, February 6, 2012 |
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Senior Managed Rankings for New York
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FULL YEAR 2010 |
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BANK QUALIFIED RANKINGS |
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Managing Underwriters |
Par Amount (US$ mil) |
Rank |
Market Share |
# of Issues |
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Roosevelt & Cross Inc |
1040.9 |
1 |
49.3 |
254 |
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Morgan Keegan & Co Inc |
221.7 |
2 |
10.5 |
28 |
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Jefferies & Company Inc |
144.9 |
3 |
6.9 |
21 |
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UBS Securities LLC |
121.5 |
4 |
5.8 |
8 |
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RBC Capital Markets |
96.1 |
5 |
4.6 |
9 |
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Janney Montgomery Scott LLC |
83.6 |
6 |
4.0 |
10 |
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Robert W Baird & Co |
63.0 |
7 |
3.0 |
9 |
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Ramirez & Co Inc |
40.6 |
8 |
1.9 |
2 |
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Raymond James & Associates Inc |
35.0 |
9 |
1.7 |
3 |
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Piper Jaffray & Co |
31.0 |
10 |
1.5 |
3 |
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Citi |
25.1 |
11 |
1.2 |
1 |
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Morgan Stanley |
24.7 |
12 |
1.2 |
4 |
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First Niagara Bank |
18.5 |
13 |
0.9 |
3 |
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FirstSouthwest |
17.9 |
14 |
0.9 |
2 |
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Manufacturers & Traders Trust Co |
17.5 |
15 |
0.8 |
2 |
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Stifel Nichlaus & Company Inc |
17.0 |
16 |
0.8 |
2 |
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Hutchinson Shockey Erley & Co |
14.3 |
17 |
0.7 |
3 |
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Barclays Capital |
12.7 |
18 |
0.6 |
1 |
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Sage Rutty & Co Inc |
9.4 |
19 |
0.4 |
27 |
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Sterne Agee & Leach Inc |
9.1 |
20 |
0.4 |
1 |
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COMPETITIVE RANKINGS |
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Managing Underwriters |
Par Amount (US$ mil) |
Rank |
Market Share |
# of Issues |
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Citi |
2,586.6 |
1 |
34.5 |
19 |
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Bank of America Merrill Lynch |
1,672.6 |
2 |
22.3 |
8 |
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Roosevelt & Cross Inc |
839.3 |
3 |
11.2 |
206 |
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JP Morgan Securities Inc |
464.7 |
4 |
6.2 |
10 |
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UBS Securities LLC |
354.0 |
5 |
4.7 |
17 |
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Morgan Stanley |
289.5 |
6 |
3.9 |
9 |
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Wells Fargo & Co |
264.8 |
7 |
3.5 |
4 |
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Morgan Keegan & Co Inc |
226.6 |
8 |
3.0 |
29 |
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Barclays Capital |
121.9 |
9 |
1.6 |
1 |
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Robert W Baird & Co |
115.7 |
10 |
1.5 |
13 |
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Piper Jaffray & Co |
87.3 |
11 |
1.2 |
5 |
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Janney Montgomery Scott LLC |
75.2 |
12 |
1.0 |
8 |
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TD Securities (USA) LLC |
64.9 |
13 |
0.9 |
3 |
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Prager Sealy & Co LLC |
61.2 |
14 |
0.8 |
2 |
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Hutchinson Shockey Erley & Co |
56.6 |
15 |
0.8 |
5 |
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Jefferies & Company Inc |
40.1 |
16 |
0.5 |
3 |
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Raymond James & Associates Inc |
35.0 |
17 |
0.5 |
3 |
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FirstSouthwest |
32.9 |
18 |
0.4 |
3 |
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BMO Capital Markets GKST Inc |
23.9 |
19 |
0.3 |
2 |
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First Niagara Bank |
18.5 |
20 |
0.3 |
3 |
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NEGOTIATED RANKINGS |
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Managing Underwriters |
Par Amount (US$ mil) |
Rank |
Market Share |
# of Issues |
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JP Morgan Securities Inc |
4,780.6 |
1 |
14.5 |
33 |
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Citi |
4,220.3 |
2 |
12.8 |
18 |
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Bank of America Merrill Lynch |
3,671.4 |
3 |
11.2 |
22 |
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Barclays Capital |
3,645.6 |
4 |
11.1 |
12 |
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Morgan Stanley |
3,254.9 |
5 |
9.9 |
20 |
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MR Beal & Co |
2,299.1 |
6 |
7.0 |
11 |
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Siebert Brandford Shank & Co |
1,487.1 |
7 |
4.5 |
8 |
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Loop Capital Markets |
1,477.2 |
8 |
4.5 |
10 |
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Goldman Sachs & Co |
1,429.7 |
9 |
4.4 |
16 |
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Ramirez & Co Inc |
1,396.6 |
10 |
4.3 |
8 |
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Jefferies & Company Inc |
1,277.5 |
11 |
3.9 |
41 |
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Roosevelt & Cross Inc |
1,043.2 |
12 |
3.2 |
81 |
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RBC Capital Markets |
928.3 |
13 |
2.8 |
21 |
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Morgan Keegan & Co Inc |
554.0 |
14 |
1.7 |
1 |
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Wells Fargo & Co Inc |
377.1 |
15 |
1.2 |
4 |
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Rice Financial Products Company |
210.0 |
16 |
0.6 |
1 |
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George K Baum & Company Inc |
203.2 |
17 |
0.6 |
4 |
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TD Securities (USA) LLC |
100.0 |
18* |
0.3 |
1 |
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US Bancorp |
100.0 |
18* |
0.3 |
1 |
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Fifth Third Securities Inc |
95.0 |
20 |
0.3 |
1 |
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