Saturday, July 31, 2010

Senior Managed Rankings for Connecticut

1st Quarter 2010

Negotiated Rankings Competitive Ranking
Managing Underwriters Par Amount (US$ mil) Rank Market Share # of Issues Managing Underwriters Par Amount (US$ mil) Rank Market Share # of Issues
Barclays Capital 530.00 1 35.0 2 TD Securities (USA) LLC 45.00 1 26.7 1
Bank of America Merrill Lynch 294.60 2 19.5 5 Wells Fargo & Co 41.10 2 24.4 1
Morgan Keegan & Co Inc 148.00 3 9.8 7 Roosevelt & Cross Inc 30.60 3 18.1 4
Stone & Youngberg 145.00 4 9.6 2 PNC Financial Services Group 12.30 4 7.3 1
JP Morgan Securities Inc 119.50 5 7.9 2 Hutchinson Shockey Erley & Co 9.30 5 5.5 1
Morgan Stanley 89.50 6 5.9 3 Fidelity Capital Markets 7.90 6 4.7 1
Piper Jaffray & Co 67.70 7 4.5 8 UBS Securities LLC 7.50 7 4.4 1
Citi 57.70 8 3.8 2 Robert W Baird & Co 7.50 8 4.5 1
Roosevelt & Cross Inc 28.90 9 1.9 4 Morgan Keegan & Co Inc 4.80 9 2.8 1
William Blair & Company 25.70 10 1.7 2 Raymond James & Associates Inc 2.80 10 1.7 1
Stifel Nicolaus & Company Inc 6.40 11 0.4 1

Source: Thomson Finacial

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